About the firm.

Saratoga Capital Advisors, LLC is a commodity trading advisor registered with the Commodity Futures Trading Commission and a Member of the National Futures Association (NFA ID 0578068).

The firm is a Delaware limited liability company based in Deer Park, New York. It offers the Tactical Alpha Futures program to Qualified Eligible Persons through separately managed accounts held in each client’s name at StoneX.

The registration record, listed principals and registered associated persons can be checked on NFA BASIC.

Saratoga Capital Advisors, LLC offers the Tactical Alpha Futures program, which trades S&P 500 and Nasdaq-100 futures under defined trading rules. The program began trading in September 2026. It is offered only to Qualified Eligible Persons under CFTC Regulation 4.7, with a minimum account of $250,000, subject to advisor discretion.

Each client account is a separately managed account opened in the client’s own name at StoneX, the futures commission merchant that executes, clears and holds it. The firm trades the account under a limited power of attorney and has no general authority to withdraw funds. Account statements come to the client directly from StoneX.

• Nathaniel Richer, Trading Principal & Head of Trading
• Michael Fragomeni, Head of Quantitative Research and Trading Systems
• Alex Dubelko, Managing Principal & Head of Operations
• Anthony V. Ranni, Managing Principal & Chief Compliance Officer
• Jim Ferguson, Systems Architect
• Ahren Stephens, Head of Capital Formation & Investor Relations

Titles describe each person’s functional role at the firm and do not by themselves denote CFTC principal status. The advisor’s CFTC-listed principals and registered associated persons are identified on NFA BASIC (NFA ID 0578068).

Saratoga Capital Advisors, LLC (NFA ID 0578068, Deer Park, New York) is not affiliated with other firms whose names include “Saratoga.” See the fraud warning for how the firm communicates and how to verify a message from it.